| KOTAK SMALL CAP FUND
Small cap fund - An open-ended equity scheme predominantly investing in small cap stocks
Small cap fund - An open-ended equity scheme predominantly investing in small cap stocks
| KOTAK SMALL CAP FUND
Small cap fund - An open-ended equity scheme predominantly investing in small cap stocks
Small cap fund - An open-ended equity scheme predominantly investing in small cap stocks
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Investment Objective
The investment objective of the scheme is
to generate capital appreciation from a
diversified portfolio of equity and equity
related securities by investing
predominantly in small cap companies.
There is no assurance that the investment
objective of the Scheme will be achieved
The investment objective of the scheme is
to generate capital appreciation from a
diversified portfolio of equity and equity
related securities by investing
predominantly in small cap companies.
There is no assurance that the investment
objective of the Scheme will be achieved
| Issuer/Instrument | Industry/ Rating |
% to Net Assets |
|---|---|---|
| Equity & Equity related |
||
| Consumer Durables | 20.64 | |
| Century Plyboards (India) Ltd. | 3.20 | |
| Blue Star Ltd. | 2.74 | |
| V-Guard Industries Ltd. | 1.97 | |
| Sheela Foam Ltd | 1.97 | |
| Somany Ceramics Ltd. | 1.86 | |
| Nilkamal Ltd | 1.49 | |
| VIP Industries Ltd. | 1.47 | |
| Amber Enterprises India Ltd. | 1.45 | |
| Orient Electric Ltd. | 1.33 | |
| Hawkins Cooker Ltd | 1.15 | |
| Kajaria Ceramics Ltd. | 1.06 | |
| Dixon Technologies India Ltd. | 0.56 | |
| Whirlpool of India Ltd. | 0.39 | |
| Industrial Products | 13.39 | |
| Carborundum Universal Ltd. | 4.41 | |
| Ratnamani Metals & Tubes Ltd. | 3.30 | |
| Supreme Industries Limited | 2.38 | |
| APL Apollo Tubes Ltd. | 1.08 | |
| Apollo Pipes Ltd. | 0.91 | |
| Bharat Forge Ltd. | 0.68 | |
| WPIL Ltd | 0.63 | |
| Auto Components | 9.08 | |
| Sansera Engineering Ltd. | 1.94 | |
| Schaeffler India Ltd | 1.90 | |
| Exide Industries Ltd | 1.66 | |
| Rolex Rings Ltd. | 1.40 | |
| Bosch Ltd. | 1.06 | |
| Sandhar Technologies Ltd. | 0.53 | |
| Amara Raja Batteries Ltd. | 0.38 | |
| Samvardhana Motherson International Limited | 0.21 | |
| Chemicals and Petrochemicals | 7.81 | |
| Galaxy Surfactants Ltd. | 2.64 | |
| Solar Industries India Limited | 1.90 | |
| Tata Chemicals Ltd | 1.14 | |
| Laxmi Organic Industries Limited | 0.93 | |
| Atul Ltd. | 0.79 | |
| Archean Chemicals Ltd. | 0.37 | |
| Clean Science and Technology Ltd | 0.04 | |
| Retailing | 4.42 | |
| Shoppers Stop Ltd. | 2.07 | |
| V-Mart Retail Ltd. | 1.60 | |
| Go Fashion (India) Ltd. | 0.75 | |
| Construction | 3.88 | |
| Techno Electric & Engineering Company Limited | 1.29 | |
| G R Infraprojects Limited | 1.20 | |
| Kalpataru Power Transmission Ltd. | 0.99 | |
| KNR Constructions Ltd. | 0.40 | |
| IT - Services | 3.81 | |
| Cyient Ltd. | 3.81 | |
| Pharmaceuticals and Biotechnology | 3.74 | |
| Alembic Pharmaceuticals Ltd. | 1.89 | |
| Torrent Pharmaceuticals Ltd. | 0.86 | |
| Ajanta Pharma Ltd. | 0.67 | |
| Zydus Lifesciences Limited | 0.32 | |
| Transport Services | 3.55 | |
| Blue Dart Express Ltd. | 1.99 | |
| Great Eastern Shipping Company Ltd | 1.56 | |
| Banks | 3.19 | |
| ICICI Bank Ltd. | 1.70 | |
| AU Small Finance Bank Ltd. | 1.03 | |
| Axis Bank Ltd. | 0.46 | |
| Textiles and Apparels | 3.16 | |
| Garware Technical Fibres Ltd. | 2.43 | |
| Kewal Kiran Clothing Limited. | 0.44 | |
| Lux Industries Limited | 0.29 | |
| IT - Software | 2.45 | |
| Persistent Systems Limited | 2.31 | |
| Happiest Minds Technologies Limited | 0.14 | |
| Cement and Cement Products | 2.37 | |
| JK Cement Ltd. | 1.64 | |
| The Ramco Cements Ltd | 0.73 | |
| Finance | 2.35 | |
| Aavas Financiers Ltd. | 0.84 | |
| Mahindra & Mahindra Financial Services Ltd. | 0.76 | |
| Shriram Finance Ltd. | 0.63 | |
| BEML Land Assets Ltd. | 0.12 | |
| Agricultural, Commercial & Construction Vehicles | 2.16 | |
| BEML Ltd. | 1.10 | |
| V.S.T Tillers Tractors Ltd | 1.06 | |
| Fertilizers and Agrochemicals | 1.91 | |
| P I Industries Ltd | 1.03 | |
| Dhanuka Agritech Ltd. | 0.59 | |
| Coromandel International Ltd. | 0.29 | |
| Realty | 1.70 | |
| Mahindra Lifespace Developers Ltd | 1.70 | |
| Ferrous Metals | 1.45 | |
| Shyam Metalics and Energy Ltd | 1.45 | |
| Agricultural Food and other Product | 1.42 | |
| Balrampur Chini Mills Ltd. | 1.42 | |
| Food Products | 1.06 | |
| Prataap Snacks Ltd | 0.72 | |
| Heritage Foods Ltd | 0.34 | |
| Electrical Equipment | 0.98 | |
| Thermax Ltd. | 0.98 | |
| Aerospace and Defense | 0.24 | |
| MTAR Technologies Ltd. | 0.24 | |
| Oil | 0.20 | |
| Hindustan Oil Exploration Company Ltd. | 0.20 | |
| Capital Markets | 0.05 | |
| Anand Rathi Wealth Ltd. | 0.05 | |
| Equity & Equity related - Total | 95.01 | |
| Triparty Repo | 5.07 | |
| Net Current Assets/(Liabilities) | -0.08 | |
| Grand Total | 100.00 | |
| | ||
Note: Large Cap, Midcap, Small cap and Debt and Money Market stocks as a % age of Net Assets: 5.32, 22.6, 67.09 & 4.99.
| Monthly SIP of (₹) 10000 | Since Inception | 10 years | 7 years | 5 years | 3 years | 1 year |
| Total amount invested (₹) | 22,00,000 | 12,00,000 | 8,40,000 | 6,00,000 | 3,60,000 | 1,20,000 |
| Total Value as on May 31, 2023 (₹) | 1,25,51,712 | 33,28,854 | 16,99,650 | 11,01,600 | 5,02,860 | 1,28,518 |
| Scheme Returns (%) | 16.74 | 19.38 | 19.79 | 24.58 | 23.00 | 13.49 |
| NIFTY Smallcap 250 (TRI) Returns (%) | NA | 15.06 | 15.19 | 20.38 | 21.59 | 17.91 |
| Alpha | NA | 4.32 | 4.60 | 4.20 | 1.41 | -4.42 |
| NIFTY Smallcap 250 (TRI) (₹)# | NA | 26,37,566 | 14,42,681 | 9,95,417 | 4,93,154 | 1,31,242 |
| Nifty Smallcap 100 (TRI) Returns (%) | 10.92 | 11.57 | 11.22 | 15.45 | 15.55 | 16.14 |
| Alpha | 5.82 | 7.81 | 8.57 | 9.13 | 7.45 | -2.65 |
| Nifty Smallcap 100 (TRI) (₹)# | 66,14,412 | 21,89,352 | 12,52,247 | 8,82,560 | 4,53,104 | 1,30,157 |
| Nifty 50 (TRI) (₹)^ | 79,15,265 | 24,03,151 | 13,83,295 | 8,71,003 | 4,47,593 | 1,28,147 |
| Nifty 50 (TRI) Returns (%) | 12.58 | 13.32 | 14.01 | 14.91 | 14.70 | 12.89 |
Scheme Inception : - February 24,2005. The returns are calculated by XIRR approach assuming investment of ₹ 10,000/- on the 1st working day of every month. XIRR helps in calculating return on investments given an initial and final value and a series of cash inflows and outflows and taking the time of investment into consideration. Since inception returns are assumed to be starting from the beginning of the subsequent month from the date of inception. The SIP Performance is for Regular Plan – Growth Option Different plans have different expense structure.
# Benchmark ; ^ Additional Benchmark TRI – Total Return Index, In terms of SEBI circular dated January 4, 2018, the performance of the scheme is benchmarked to the Total Return variant (TRI) of the Benchmark Index instead of Price Return Variant (PRI)
Alpha is difference of scheme return with benchmark return
*All payouts during the period have been reinvested in the units of the scheme at the then prevailing NAV. Source: ICRA MFI Explorer
# Benchmark ; ^ Additional Benchmark TRI – Total Return Index, In terms of SEBI circular dated January 4, 2018, the performance of the scheme is benchmarked to the Total Return variant (TRI) of the Benchmark Index instead of Price Return Variant (PRI)
Alpha is difference of scheme return with benchmark return
*All payouts during the period have been reinvested in the units of the scheme at the then prevailing NAV. Source: ICRA MFI Explorer
NAV
| Reg-Plan-IDCW | Rs75.174 |
| Dir-Plan-IDCW | Rs86.599 |
| Growth option | Rs172.312 |
| Direct Growth option | Rs197.16 |
Available Plans/Options
A) Regular Plan B) Direct Plan
Options: Payout of IDCW, Reinvestment of
IDCW & Growth (applicable for all plans)
| Fund Manager* | Mr. Pankaj Tibrewal & Mr. Arjun Khanna (Dedicated fund manager for investments in foreign securities) |
| Benchmark*** | NIFTY Smallcap 250
TRI (Tier 1) NIFTY Smallcap 100 TRI (Tier 2) |
| Allotment date | February 24, 2005 |
| AAUM | Rs9,566.11 crs |
| AUM | Rs9,882.71 crs |
| Folio count | 6,73,467 |
IDCW Frequency
Trustee's Discretion
Ratios
| Portfolio Turnover | 7.95% |
| $Beta | 0.78 |
| $Sharpe ## | 1.90 |
| $Standard Deviation | 17.14% |
| (P/E) | 28.16 |
| P/BV | 3.94 |
| IDCW Yield | 0.66 |
Minimum Investment Amount
Initial Investment: Rs500 and in multiple of
Rs1 for purchase and for Rs0.01 for switches
Additional Investment: Rs500 and in multiples
of Rs1 for purchase and of Rs0.01 for switches
Ideal Investments Horizon: 5 years & above
Load Structure
Entry Load: Nil. (applicable for all plans)
Exit Load:
a) For redemption / switch out of upto 10%
of the initial investment amount (limit)
purchased or switched in within 1 year from
the date of allotment: Nil.
b) If units redeemed or switched out are in
excess of the limit within 1 year from the date
of allotment: 1%
c) If units are redeemed or switched out on or
after 1 year from the date of allotment: NIL
Total Expense Ratio**
Regular:1.71%; Direct: 0.45%
Data as on May 31, 2023
Fund
Benchmark
Benchmark
This product is suitable for investors who are seeking*:
Benchmark
Benchmark
This product is suitable for investors who are seeking*:
- Long term capital growth
- Investment in equity & equity related securities predominantly in small cap Stocks.
* Investors should consult their financial advisors if in doubt about whether the product is suitable for them.
The above risk-o—meter is based on the scheme portfolio as on 31st May, 2023. An addendum may be issued or updated on the website for new riskometer.
***As per SEBI Circular dated 27th October 2021 The first tier benchmark is reflective of the category of the scheme and the second tier benchmark is demonstrative of the investment style / strategy of the Fund Manager within the category.
## Risk rate assumed to be 6.40% (FBIL Overnight MIBOR rate as on 31st May 2023).**Total Expense Ratio includes applicable B30 fee and GST.
* For Fund Manager experience, please refer 'Our Fund Managers'
For last three IDCW, please refer 'Dividend History'.
For scheme performance, please refer 'Scheme Performances'